Capital Markets & Securities Law

Our experts have extensive experience advising on various primary and secondary market issues, such as transaction structuring and advisory, regulatory, and statutory considerations. We have a team dedicated to filing and managing our clients’ regulatory compliances. We provide regulatory advice to SEBI-registered intermediaries, RBI-registered NBFCs, and IRDA-registered insurance companies/insurance broking companies.

We regularly advise clients on securities law issues such as compliance with various SEBI regulations, particularly the listing regulation, takeover code and prohibition of insider trading regulations, to avoid litigation arising from unfair trade practices in the securities market and corporate governance issues.

Core Areas of Expertise

Rights Issues
Company buy-backs, delisting and open offers
Fundraising programs such as IPOs, raising of funds through the issue of ADRs, GDRs & FCCBs
Public Takeovers
Regulatory issues faced by market intermediaries such as FIIs, Sub-Accounts, AIFs, venture capital funds, mutual funds, AMCs, DPs, stock brokers and debenture trustees
Compliance with SEBI Regulations, particularly ICDR Regulations, Takeover Regulations, Mutual Fund Regulations, Stock Broker Regulations, Insider Trading Regulations, FUTP Regulations and Listing Obligations
Representing clients before the investigating authorities, the adjudicating officer and disciplinary action committees of SEBI and Stock Exchanges, the Securities Appellate Tribunal, NCLT, High Courts, NCLAT and the Supreme Court

Reach us to assess, how we can partner with your business.

We are always looking to partner with businesses where we can add value. Write to us to learn about how we can support you.

Companies we’ve worked with

Hear it from them

"The lawyers are DVA are exceptional lawyers and have been our go-to legal advisors. They are solution oriented, business focused and always available to us."

"The team at Dhaval Vussonji & Associates, has advised us on a fair bit of finance work. Representing us in disbursements and lending for borrowers, pan India. We have also sought their good counsel for advice on restructuring for our borrowing portfolio, to ensure cohesive and efficient systems. The firm's responsiveness, commercially sound advice and their ability to understand the nuances of our business, is why we appreciate their contribution."

"We could rely on the team at DVA for our transaction to transfer a VC fund to an AIF. The legal acumen displayed by the astute minds at the firm, hugely helped us navigate this mammoth task. "