Capital Markets & Securities Law

Our experts have extensive experience advising on various primary and secondary market issues, such as transaction structuring and advisory, regulatory, and statutory considerations. We have a team dedicated to filing and managing our clients’ regulatory compliances. We provide regulatory advice to SEBI-registered intermediaries, RBI-registered NBFCs, and IRDA-registered insurance companies/insurance broking companies.

We regularly advise clients on securities law issues such as compliance with various SEBI regulations, particularly the listing regulation, takeover code and prohibition of insider trading regulations, to avoid litigation arising from unfair trade practices in the securities market and corporate governance issues.

Core Areas of Expertise

Rights Issues
Company buy-backs, delisting and open offers
Fundraising programs such as IPOs, raising of funds through the issue of ADRs, GDRs & FCCBs
Public Takeovers
Regulatory issues faced by market intermediaries such as FIIs, Sub-Accounts, AIFs, venture capital funds, mutual funds, AMCs, DPs, stock brokers and debenture trustees
Compliance with SEBI Regulations, particularly ICDR Regulations, Takeover Regulations, Mutual Fund Regulations, Stock Broker Regulations, Insider Trading Regulations, FUTP Regulations and Listing Obligations
Representing clients before the investigating authorities, the adjudicating officer and disciplinary action committees of SEBI and Stock Exchanges, the Securities Appellate Tribunal, NCLT, High Courts, NCLAT and the Supreme Court

Our Team

Dhaval Vussonji

Partner

Prachi Dave

Partner

Minal Sampat

Partner

Manisha Paranjape

Partner

Sonam Mhatre

Partner

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